External Investigations, Audits and Requests for Information Protocol

Title: External Investigations, Audits and Requests for Information Protocol
Policy Owner: The Office of Audit, Compliance & Ethics
Applies to: All University Faculty, Staff, and Administrators
Campus Applicability:  All Campuses, except UConn Health
Effective Date: August 15, 2014
For More Information, Contact Office of Audit, Compliance & Ethics
Contact Information: (860) 486-6195
Official Website:  http://audit.uconn.edu/

 

Background and Reasons for the Protocol: Under certain circumstances, representatives of the Federal or State government or other external auditors or inspectors, including accrediting organizations, may arrive without advanced notice at the University to perform investigations into possible violations of laws and regulations or to conduct certain audits. It is the University’s policy that employees fully comply with all such audit and inspection rights.

The entire protocol is available here.