|Title:||External Investigations, Audits and Requests for Information Protocol|
|Policy Owner:||The Office of Audit, Compliance & Ethics|
|Applies to:||All University Faculty, Staff, and Administrators|
|Campus Applicability:||All Campuses, except UConn Health|
|Effective Date:||August 15, 2014|
|For More Information, Contact||Office of Audit, Compliance & Ethics|
|Contact Information:||(860) 486-6195|
Background and Reasons for the Protocol: Under certain circumstances, representatives of the Federal or State government or other external auditors or inspectors, including accrediting organizations, may arrive without advanced notice at the University to perform investigations into possible violations of laws and regulations or to conduct certain audits. It is the University’s policy that employees fully comply with all such audit and inspection rights.
The entire protocol is available here.