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Pre-Employment Background Check Policy

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Title: Pre-Employment Background Check Policy
Policy Owner: Human Resources
Applies to: All University Workforce Members, excluding student and graduate payroll
Campus Applicability: All UConn Campuses, except UConn Health
Approval Date: April 30, 2026
Effective Date: April 30, 2026
For More Information, Contact Human Resources
Contact Information: 860-486-9302 ; hr-cbc@uconn.edu
Official Website: https://hr.uconn.edu/cbc/

BACKGROUND

The University of Connecticut prides itself on hiring qualified employees who are prepared to work in the best interests of the University and its students.  Pre-employment background checks serve as an important element of the University’s ongoing efforts to ensure a safe and secure campus and workplace.

PURPOSE

To ensure a safe and secure campus and workplace

APPLIES TO

This policy applies to All full-time and part-time final candidates for employment in regular and special payroll positions, whether newly hired, rehired, or a transfer from another state agency. This includes Graduate Assistants employed on special payroll.

Prospective volunteers may be subject to a background check if (1) required by law; (2) required by a third party as a condition for the position, or (3) when considered a position of trust.

POLICY STATEMENT

It will be a condition of employment at the University of Connecticut to submit to a background check.  Employment will be conditional pending the result of a background check, which may include but not limited to the following:

  • Social Security Number Verification / Past Address Trace
  • Consent Based Social Security Verification (CBSV) (as applicable)
  • County/Statewide Criminal (as applicable)
  • National Criminal/Multi-Jurisdictional Criminal
  • Federal Criminal
  • Statewide Sex Offender
  • Nationwide Sex Offender
  • International Criminal (as applicable)
  • Education Verifications
  • Credit Checks (only required in very limited circumstances)

ENFORCEMENT

Pre-Employment background checks will be centrally administered by Human Resources.

Pre-employment background checks and the use of information obtained will be in accordance with all applicable laws and regulations, including the Fair Credit Reporting Act.

Violations of this policy and any related procedures may result in appropriate disciplinary measures in accordance with University By-Laws, General Rules of Conduct for All University Employees, applicable collective bargaining agreements, and the University of Connecticut Student Code.

PROCEDURES/FORMS

Procedures on the pre-employment background check process are available at Background Checks at UConn (https://hr.uconn.edu/cbc/).

POLICY HISTORY

Policy created: January 8, 2014

Revisions:
February 27, 2024 (Approved by the University Senior Policy Council and the President)
April 30, 2026 (Approved by the University Senior Policy Council and President)

Relocation and Moving Policy

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Title: Relocation and Moving Policy
Policy Owner: Office of the Provost and Human Resources
Applies to: Designated Full-time Faculty, Athletics, Librarians, Management Exempt, and Management Exempt positions with faculty titles
Campus Applicability: All Campuses except UConn Health
Effective Date: February 25, 2021
For More Information, Contact Office of the Provost or Human Resources
Contact Information: Provost@uconn.edu / HR@uconn.edu
Official Website: http://www.policy.uconn.edu

REASON FOR POLICY

The University recognizes the competitive nature of the hiring process and therefore grants the flexibility to reimburse or pay for actual relocation expenses for designated full-time faculty, athletics, management-exempt administrators.

POLICY STATEMENT

The relocation policy and procedures establishes the nature of expenses that can be direct billed or reimbursed from the University, limits on these expenses, and a timeframe of when these expenses can occur.

POLICY

  1. In the offer of employment, the University may include an offer to reimburse and/or provide direct payment for allowable moving expenses required for relocation up to the amount specified in the table set forth in paragraph 15 herein.
  2. All reimbursement or direct payments for relocation expenses are includable in the employee’s taxable wages.
  3. Designated faculty includes tenured and tenure-track faculty, management-exempt employees with a base faculty appointment, in-residence faculty, clinical faculty, extension faculty, and  librarians.
  4. Direct billing cannot be used for moves that occur during November or December.
  5. The hiring process includes three phases: interview, offer and acceptance, and move. The final phase, the move, begins the date of the final one-way trip of the selected candidate and their  family to their new residence. The move phase ends upon the day of arrival. Only expenses incurred in connection with the move phase are covered by this policy. Common relocation expenses include (where relevant, this covers the employee and one immediate family member, defined as spouse or child):
    • Transportation of household goods
    • Airfare, in accordance with the University Travel Policy
    • Car rental (through the day of arrival), or mileage at the standard IRS medical/moving mileage rate, in accordance with the University Travel Policy
    • Lodging (only during the one-way trip of the move phase, ending on the day of arrival), in accordance with the University Travel Policy
    • Meals during travel (excluding alcohol), in accordance with the University Travel Policy
    • Shipping of car
    • Storage of household goods after arrival; not to exceed 30 consecutive days after date goods are moved from the former residence
  6. Employees will be reimbursed for the shortest, most direct route available. Travel incurred for side trips or vacations en route, etc. may proportionally reduce the amount of moving  expenses an employee is eligible to receive.
  7. The following types of non-business expenses, included but not limited to, will not be paid or reimbursed as part of relocation expenses:
    • Entertainment
    • Side trips, sightseeing
    • Violations (parking tickets, moving violations, )
    • Return trips to former residence
    • Expenses related to former residence
    • General repairs or maintenance of vehicle resulting from self-move
    • Temporary accommodation in the new location beyond the day of arrival
  8. Individuals should refer to the Reimbursement of Recruitment Expenses Policy for guidance regarding appropriate payment or reimbursement of expenses related to the “interview” and  “offer and acceptance” phases. Relocation payments are not intended to cover any travel expenses incurred during these two earlier phases.
  9. The cost associated with the relocation of a laboratory, professional library, scholarly collection and/or equipment (scientific, musical, etc.) are excluded from this policy as they are not   considered household goods or personal effects. If relevant for business purposes, costs associated with moving such materials should be negotiated separately.
  10. This policy applies to new employees whose move exceeds 50 miles and who are moving to within 35 miles of the primary campus at which they will be working. Exceptions to this rule may   be made by a Dean, the Director of Athletics, or by the appropriate EVP if a) they think that a move is reasonable given the commuting distance that the new employee would be facing, or b)   the new residence of the employee will be close enough to the primary campus at which they will be working so that they will reasonably be able to relocate there and perform their duties.
  11. Relocation expenses will only be covered by this policy if they occur within 12 months of the new start date of an employee.
  12. If employment with the University ends in a voluntary separation prior to working at least thirty-nine (39) weeks on a full-time basis in the first twelve months after starting employment,   the employee must reimburse the University the full amount of relocation expenses paid by the University.
  13. Exceptions to extend applicability beyond these employees require a business justification and must be explicitly approved by the Director of Athletics, EVP, or President as appropriate.
  14. The President will recommend an amount for reimbursement and/or direct payment for the Executive Vice Presidents/Provost to the Board. The Chairman of the Board will recommend an   amount for reimbursement and/or direct payment for the President to the Board.
  15. The formula for determining the amount to be reimbursed is based on the distance of the move. This figure represents the maximum reimbursement allowed. The allowance for a move   constitutes the maximum commitment for reimbursement of University and/or Foundation funds, rather than an entitlement of the employee. The figure is also the maximum amount the   University will pay when the direct bill option is selected. The formula is calculated according to the distance of the move, as follows:
Mileage Reimbursement of expenses up to:
≤ 1,000 miles $2,000
≤ 1,500 miles $2,500
≤ 2,000 miles $3,000
≤ 2,500 miles $3,500
≤ 3,000 miles $4,000
  1. It may be the case that the competitive hiring practices of a specific field require exceptions to this policy. Exceptions that involve costs of up to 200% of the standard formula may be approved by the Dean, Director of Athletics, or EVP as appropriate. Exceptions above 200% of the standard formula or involving other requirements of the policy will require documentation of the business justification for the requested exception and these require approval by the EVP or President as appropriate.

PROCEDURES

Relocation and Moving Procedures are located here. Upon acceptance, the University’s contracted relocation services provider, Signature Relocation, will contact the employee directly to assist the employee with their relocation.

ENFORCEMENT

Violations of this policy or associated procedures may result in appropriate disciplinary measures in accordance with University By-Laws, General Rules of Conduct for All University Employees, applicable collective bargaining agreements, the University of Connecticut Student Code, or other applicable University Policies.

RELATED POLICIES

Reimbursement of Recruitment Expenses, Policy on

POLICY HISTORY

Policy Created:  07/01/2003 (Reimbursement of Recruitment and Moving Expenses Policy approved by Board of Trustees)

Revisions:

08/07/2013 (Reimbursement of Moving Expenses Policy and Procedures approved by Board of Trustees)

11/21/2014 (Procedural revisions to Reimbursement of Moving Expenses Policy and Procedures)

02/24/2021 (Relocation and Moving Policy approved by Board of Trustees)

Separation Policy for Unclassified Board of Trustees Exempt Managers and Confidential Employees

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Title: Separation Policy for Unclassified Board of Trustees Exempt Managers and Confidential Employees
Policy Owner: Board of Trustees
Applies to: June 26, 2013
Effective Date: June 26, 2013
Campus Applicability: All Campuses
For More Information, Contact Human Resources, Labor Relations
Contact Information: (860) 486-5684
Official Website: https://hr.uconn.edu/employee-relations/

POLICY STATEMENT

This policy applies to the University of Connecticut at Storrs, all regional campuses including the Schools of Law and Social Work and the University of Connecticut Health Center. Managerial and Confidential employees of the University of Connecticut who do not have academic tenure are generally employed at-will and may be separated from employment for any lawful reason without advance notice. Management and Confidential employees who are involuntarily separated from the University of Connecticut for reasons  unrelated to their job performance such as lay off, position elimination, or management reorganization  may, at the sole and exclusive discretion of the University, be eligible for  separation benefits in accordance with this policy. This policy does not apply to: (i) separation of an employee due to voluntary resignation or retirement; (ii) separation of an employee as the result of disciplinary action or for misconduct; or (iii) separation of an employee due to job performance.

SEPARATION BENEFITS

The separation benefits, if offered, will be in accordance with the guidelines provided below.
1.  Release
In order to receive separation benefits, the employee must execute a separation agreement and general release in a form acceptable to the University.  Typically, the University will require a non-disparagement provision.
2. Notice and/or Lump Sum Payment
At the discretion of the employer, the University may offer one of the following:
(a)     written notice in advance of the effective date of separation, based on years of credited service at the University as shown below;
OR
(b)     lump sum payment of salary in lieu of notice according to years of credited service at the University as shown below;
OR
(c)    a combination of written notice and lump sum payment up to the maximum allowable limit, based on years of credited service at the University as shown below.
Less than
 Years of Service

1 year
 Notice Period or Lump Sum Payment

–0–
Minimum

 1 year

 2 months
Minimum

 2 years

 3 months
Minimum

 4 years

 4 months
Minimum

 6 years

 5 months
Minimum

 8 years

 6 months
3.  Health Insurance:
If the separating employee is receiving health insurance through the University, the  University may extend the employee’s health insurance beyond the date of separation until the earlier of (a) up to six months (or such shorter time as the University specifies) or  (b) when the separated employee becomes employed with an employer who offers health insurance.
Upon expiration of University-subsidized health insurance, the separated employee may elect to purchase additional health insurance continuation by paying the employee and employer share of the premium as provided by relevant state and/or federal law.
4.  Outplacement Counseling
The University may choose, in its discretion, to offer job search assistance, career counseling or outplacement services.

EXCEPTIONS

Compensation or benefits in excess of this Policy may only be extended for good cause and only with the written approval of both the relevant Vice President or Vice Provost and the Director of Labor Relations.

POLICY HISTORY

Policy Created: 6-26-2013 (BOT Approved)

Policy Relating to Low Speed Vehicles

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Title: Policy Relating to Low Speed Vehicles
Policy Owner: Logistics Administration
Applies to: Faculty, Staff, Students
Campus Applicability:
Effective Date: February 1, 2013
For More Information, Contact Logistics Administration
Contact Information: (860) 486-3029
Official Website: https://park.uconn.edu/

Policy Relating to Low Speed Vehicles
This policy supersedes Utility Cart Policy 4/11/2008

1. Introduction

This policy establishes requirements for the procurement, maintenance and operation of golf carts and other low speed vehicles (hereinafter “LSVs”) (i.e., “Club Cars,” “Golf Carts,” “Cushman Carts,” and comparable utility vehicles) on the grounds of the University of Connecticut.

The Connecticut Department of Motor Vehicles does not register LSVs. Effective with the enactment of Section 14-300g of the Connecticut General Statutes, the traffic authority of a city, town, or borough may decide to allow the operation of LSVs on roadways within its jurisdiction that have speed limits of twenty-five (25) mph or below. Pursuant to Section 10a-139 of the Connecticut General Statutes, the University of Connecticut constitutes a traffic authority which can establish policy for the use, purchase, and maintenance of LSVs on its grounds.

2. Purpose and Applicability

The purpose of this policy is to regulate the procurement and use of LSVs and enhance the safety of our faculty, staff employees, students, visitors, and University property. All members of the University of Connecticut community are subject to this policy including students, staff, and faculty. Employees of University contractors who utilize LSVs owned or leased by the University shall be subject to this policy as well. The policy:

  • Discusses the appropriate use of LSVs;
  • Establishes requirements pertaining to the operation of LSVs;
  • Establishes requirements for maintenance and repair of LSVs;
  • Establishes requirements for LSV identification; and
  • Establishes operator and supervisor responsibility.

3. Definition

Low Speed Vehicle: A four-wheeled motor vehicle that has a gross vehicle weight rating (“GVWR”) of less than 3000 pounds and whose speed attainable in one (1) mile is more than twenty (20) miles per hour and not more than twenty-five (25) miles per hour on a paved level surface.

4. Use of Low Speed Vehicles

LSVs may be used at the University for a variety of purposes for which larger vehicles may be less well-suited, including, but not limited to:

  • Transportation of persons with physical disabilities;
  • Transportation of items long distances that are too large/bulky to be carried by hand;
  • Transportation of University guests or VIPs;
  • Emergency response;
  • Access to areas where a licensed vehicle may have difficulty navigating;
  • Avoidance of damage to sidewalks, landscaping or other property that may occur with traditional licensed road-use vehicles; and
  • Landscape, maintenance and agricultural use.

5. Operator Requirements

All operators of LSVs shall meet the following requirements before operating an LSV on the grounds of the University of Connecticut:

  • Operators must possess a valid U.S. driver’s license and be at least eighteen (18) years of age. Approved operators shall immediately notify their supervisor if and when their driver’s license is suspended or revoked. Operators who are contractor employees shall immediately notify their supervisor if their driver’s license is suspended or revoked.
  • Operators shall have knowledge of and comply with the state of Connecticut motor vehicle laws;
  • Employees of University contractors may not operate University-owned or leased LSVs unless the contractor, in an existing agreement with the University, is contractually obligated to indemnify the University against all suits, actions, claims, demands and liabilities arising out of or in connection with the operation of the LSVs or has signed a separate indemnification agreement obligating it to do so.
  • Contractors/vendors may not operate University-owned or leased LSVs unless and until they have signed a copy of the “Low Speed Vehicle Operator Acknowledgment” form, available on the web at https://transpo.uconn.edu/low-speed-vehicles/.
  • undergraduate students may operate LSVs with the following additional restrictions:

° Undergraduate students assigned to operate LSVs must be employed by the University through the Office of Student Employment.

° Undergraduate students operating LSVs will be subject to all the requirements of the LSV Policy applicable to University employees.

° In addition, students will be subject to the University Student Code of Conduct. Any violations will be reported to the Office of Community Standards.

Volunteers, visitors, and all other individuals shall not be permitted to operate LSVs on University grounds.

6. Safety Devices

Each LSV shall be equipped with:

  • a horn and an automatic audible back up warning device;
  • a flag that is positioned to assist operators of motor vehicles in observing the location and operation of such LSV;
  • a side and rear view mirror;
  • a flashing yellow hazard light on the top of those LSVs equipped with cabs;
  • electric wipers on LSVs equipped with windshields;
  • a window defroster/defogger on LSVs equipped with windshields; and
  • a three point seat belt or a lap belt.

LSVs shall not be modified in any manner that affects the manufacturer’s recommended mode of operation, speed or safety of the vehicle without the manufacturer’s prior written approval.

Any person who operates an LSV in violation of these requirements, in violation of any insurance requirement, or in violation of any other condition or limitation established by the local traffic authority shall have committed an infraction.

7. Vehicle Operating Standards

The following standards shall apply to the operation of LSVs on University property:

  • The operator of any LSV shall carry his or her valid Connecticut motor vehicle operator’s license while operating such LSV.
  • Operation of LSVs shall be limited to daylight hours.
  • No LSV shall be operated on any street or highway where the posted speed limit is more than twenty-five (25) miles per hour.
  • The speed limit for LSVs operating on pedestrian ways and bike ways shall be five (5) MPH. LSVs shall be operated at speeds not greater than fifteen (15) MPH on roadways, and shall be operated at lesser speeds as conditions dictate.
  • Operators shall consider the terrain, weather conditions, visibility, and existing pedestrian and other vehicular traffic which may affect the safe operation of the vehicle.
  • Although LSVs may be operated off-road when being used for official business, they should be operated on roadways or walkways whenever possible. When operated off- road, LSVs shall be operated at low speeds (not exceeding five (5) MPH) that allow stopping time in the event of unexpected pedestrians or other obstacles.
  • Operators shall stop at all blind intersections. They will also stop when rounding the corners of buildings when the LSV is being operated off-road or on walkways.
  • Pedestrians shall be given the right-of-way at all times. LSVs shall be operated with the utmost courtesy, care, and consideration for the safety of pedestrians.
  • LSV operators shall be diligent and pay particular attentions to the needs of disabled persons, as limitations in vision, hearing and/or mobility may impair the ability of such persons to see, hear, or move out of the way of vehicles.
  • Operators shall be responsible for the security of the ignition key while an LSV is assigned to them. Anytime an LSV is unattended, the key shall be removed from the ignition and kept in the possession of the authorized operator.
  • LSV operators shall not be permitted to drive while wearing devices that impede hearing, such as stereo headsets or earplugs. LSV operators shall not talk on the phone or text while driving.
  • LSV operators may cross roadways only at intersections or at pedestrian crosswalks by slowly driving alongside the pedestrian crosswalk. LSVs shall only cross roadways in areas that are clearly visible from all directions. During low light conditions, LSVs shall cross only in well-lighted areas.
  • LSV operators shall come to a complete stop before crossing a roadway or proceeding through intersecting sidewalks or other areas that may have blind spots.
  • All passengers shall be seated in seats designed for such use. No passenger shall be allowed to be transported on the bed, back or side of the LSV except for medical emergency transportation.
  • LSVs shall never carry more passengers than the number of seat belts in the vehicle, except for medical emergency transportation.
  • LSVs shall not be parked:
    ° in handicap accessible or otherwise reserved spaces;
    ° on any walkway that constitutes a pedestrian travel route except when temporarily parked on walkways while the operator is performing work-related duties inside the building; or
    ° in such a way that blocks any building entrance or exit.

8. Department Administrative Responsibilities

Department supervisors shall:

  • Advise each employee under his or her supervision who operates an LSV of this policy.
  • Arrange for all operators to review the pertinent LSV owner’s manual and receive appropriate hands-on training prior to operating an LSV.
  • Obtain from each operator a fully-executed copy of the “Low Speed Vehicle Operator Acknowledgment” form https://transpo.uconn.edu/low-speed-vehicles/ and a copy of the driver’s license for each person operating an LSV on University property; and
  • Send a copy of the fully-executed “Low Speed Vehicle Operator Acknowledgment Form” to University Transportation Services, attention Erin Lirot (or her successor in office), at 3 N. Hillside Road, U-6199, Storrs, CT 06269-6199.

9. Procurement

University Departments seeking information about purchasing an LSV shall be directed to the Supervisor at the Motor Pool at (860) 486-3029.

LSVs are considered part of the University fleet and in general fall under Motor Pool policies. Accordingly,

  • If the LSV ordered is replacing another within the same department, the Department Head is responsible for coordinating with the Manager of Motor Pool and the Purchasing Department to obtain the proper identification markings and logo.
  • A new purchase which will replace an existing LSV should so state on the purchase order.
  • Additions to the fleet shall be approved by the Director of Logistic Administration and reviewed by the Supervisor of the Motor Pool.
  • All LSVs shall be ordered with four (4) keys. The Motor Pool shall retain a key to each University vehicle.
  • All new LSVs shall be delivered to the Motor Pool.
  • The Motor Pool shall get the ‘Receiving’ copy of the purchase order (which should include a complete list of all options and specifications).
  • Trade-in LSVs shall be so identified on the purchase order, which shall also include: the UConn ID number, year, make and model, trade-in allowance, and Vehicle Identification Number (VIN).

10. Signage on Low Speed Vehicles

It shall be the responsibility of the Motor Pool to install the standard Oak Leaf –UCONN Logo on the doors of all new vehicles that come through Motor Pool.

11. Maintenance Responsibilities

  • Each LSV operator shall be responsible for providing timely notification of any safety and/or maintenance concern to his or her supervisor.
  • Supervisors shall be responsible for arranging for the timely repair of the LSV when problems are reported. If timely repairs cannot be made, the LSV shall be taken out of service until the repairs are completed. All maintenance and repairs to University-owned LSVs shall be administered by the University of Connecticut Motor Pool, located at 9 N. Hillside Road, Unit 3016 Storrs, Connecticut (phone: 860-486-3029).
  • Individuals operating LSVs shall be responsible for thecleaning and non-mechanical maintenance of the vehicles.

The department to which the LSV is assigned shall be responsible for maintenance of the LSV and the cost of such maintenance. (See above maintenance and repair information.)

12. Accident Reporting

Any accident involving an LSV shall be reported to the operator’s supervisor, or, if the operator is a contractor employee, to their supervisor and the University’s Project Manager. The supervisor or the University’s Project Manager, shall contact Transportation Services at (860) 486-6092 within forty-eight (48) hours of the accident, regardless of fault, and whether or not the accident has resulted in damage or personal injury. The supervisor or the University’s Project Manager shall also complete an accident report at www.transpo.uconn.edu.

Low Speed Vehicle Operator Acknowledgment Form can be accessed at: https://transpo.uconn.edu/low-speed-vehicles/

Missing Student Policy

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Title: Missing Student Policy
Policy Owner: UConn Police Department
Applies to: Faculty, Staff, Students
Campus Applicability:  Storrs
Effective Date: August 18, 2016
For More Information, Contact Deputy Chief Maggie Silver
Contact Information: 860-486-4800
Official Website: http://www.police.uconn.edu/

If a member of the university community has reason to believe that a student is missing, whether or not the student resides on campus, all possible efforts will be made to locate the student to determine his or her state of health and well-being through the collaboration of UConn Police, Dean of Students Office, Residential Life staff, and local law enforcement.

At the beginning of each year or upon matriculation, all students are given the opportunity to identify an individual to be contacted by the University in case of emergency.

This contact information is subject to the University’s FERPA Policy. (See: http://policy.uconn.edu/?p=368).

In addition, consistent with Clery Act requirements, all students living in on-campus housing are also given the option each year, or upon moving into on-campus housing, to designate a confidential contact for use in case the student is reported missing.  Although the same contact may be provided for both purposes, by law the missing student contact is distinct from the general emergency contact provided by all students, and is held to a higher standard of confidentiality than the general emergency contact.  It will be accessible only to authorized University personnel, and disclosed only to law enforcement personnel in furtherance of an investigation.  To help ensure timely and complete notification and investigation of all missing student situations, confidential missing student contact should be provided or updated at: https://student.studentadmin.uconn.edu/psp/CSPR/EMPLOYEE/HRMS/c/CC_PORTFOLIO.SS_CC_EMERG_CNTCT.GBL.

If a member of the university community has reason to believe that any student is missing they should immediately contact UConn Police at 860-486-4800.  

In missing persons cases, time is of the essence. Hence, we urge the community to contact UConn Police immediately upon suspicion that an individual is missing.  The UConn Police Department is committed to begin an investigation upon the first report.

The UConn Police department will initiate formal investigation or contact the appropriate law enforcement agency.

UConn Police will communicate and collaborate as appropriate with one or both of the following departments:

  • Dean of Students Office at (860) 486-3426
  • Residential Life Staff at (860) 486-9000

Within 24 hours of the determination that a residential student is a missing person, UConn Police will:

  • Notify the local law enforcement agency with jurisdiction, if other than UConn Police;
  • Notify the student’s designated missing person contact;
  • If the student is under the age of 18 years and is not emancipated, notify the student’s custodial parent or guardian

However, if the student is under 18 and is not an emancipated individual, UConn Police will notify the student parent or guardian as well as any other designated missing person contact.

 

Parking and Vehicle Policy

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Title: Parking and Vehicle Policy
Policy Owner: Facilities Operations – Logistics
Applies to: Workforce Members, Students, Visitors
Campus Applicability: All UConn Campuses, except UConn Health
Approval Date: May 29, 2025
Effective Date: May 29, 2025
For More Information, Contact Parking Services
Contact Information: parkingservices@uconn.edu
Official Website: https://park.uconn.edu/

BACKGROUND

The University of Connecticut (“UConn”) is authorized by state law[1] to promulgate rules and regulations concerning the parking and operation of all Motor Vehicles on UConn campuses, which include its Main Campus (Storrs), its Law School (Hartford), and each of its Regional Campuses.

Facilities Operations has overall supervisory responsibility for parking and Motor Vehicle operations at UConn Storrs, UConn Law School, and Regional Campuses.  UConn Parking Services, a subdivision of Logistics, is designated to enforce these rules and regulations.

PURPOSE

To establish a framework for the allocation, regulation, and enforcement of parking and vehicle use across UConn campuses, ensuring equitable access, safety, and alignment with the University’s operational needs and mission.

APPLIES TO

Workforce members, students, and visitors on the UConn Storrs, UConn Law School, and Regional Campuses.

DEFINITIONS

Bicycle: Any wheeled vehicle that is not self-propelled and is designed to be pedaled by the rider.

Employee, Regular Payroll: UConn employees who receive UConn bi-weekly paychecks created during its regularly scheduled payroll processes and who are, therefore, eligible for pre-tax Parking Permit fee deductions and the annual extension of preexisting permit parking privileges.

Employee, Special Payroll: UConn employees whose employment periods are part-time, seasonal, or contractually limited.

Hand/Stair Rail: Any railing intended to provide physical support to a pedestrian.

Immobilization: Restricting the vehicle’s use by detaining it at the point of infraction with a UConn locking device.

Impoundment: Removing the owner’s lock, transporting the vehicle to a UConn facility and detaining it.

Motor Vehicle: A motorized conveyance designed for transportation, including but not limited to cars, trucks, motorcycles, motorbikes, motor scooters, and mopeds. Motor Vehicles are classified into the following categories based on their design, engine capacity, and/or Connecticut state law and regulatory requirements:

  1. Motorcycle: A Motor Vehicle with no more than three wheels in contact with the ground, designed with a saddle or seat for the rider or a platform for standing. Motorcycles may not be operated on sidewalks under state law. This includes:
    • Motor scooters with an engine capacity greater than 50 cubic centimeters (cc), which are classified as motorcycles under Connecticut state law and require registration and a valid motorcycle license for operation on public roadways.
    • Bicycles with an attached motor, except those classified as mopeds (bicycles with a helper motor).
  2. Motorized Personal Transportation Vehicle (MPTV): A vehicle or device used for human transport that does not require a license to operate and is propelled by a fuel- or battery-driven motor. This includes:
    • Electric bicycles
    • Electric skateboards
    • Hoverboards
    • Self-balancing electric scooters
    • Gasoline-powered scooters
    • Mopeds (bicycles with a helper motor)
      • A moped is a bicycle equipped with a helper motor with the following characteristics:
        • Engine capacity of less than 50 cubic centimeters (cc)
        • Not exceeding two brake horsepower
        • Maximum speed of 30 mph with automatic transmission
        • Not subject to registration, but operators must have a valid motorcycle license to ride on public roadways.
  3. Motor Scooter: A subset of vehicle under MPTVs or Motorcycles, depending on engine size:
    • Scooters with an engine capacity of less than 50 cc are classified as “bicycles with a helper motor” (mopeds).
    • Scooters with an engine capacity greater than 50 cc are classified as motorcycles under state law, requiring registration and a motorcycle license for operation on public roadways.

      Parking Citation (‘Citation’): The written documentation of a violated parking regulation; any associated parking fine(s) will remain due until it is either paid or an appeal is upheld.

      Parking Permit (‘Permit’): UConn Parking Permits authorize parking by the permit holder on designated areas of UConn campuses, with some restrictions. Permits are available for online purchase year-round by UConn employees and students.

      Public Safety Equipment: Any system or resource necessary for the prevention of and protection from events that could endanger the safety of the public from significant danger, injury/harm, or damage, such as crimes or disasters.  For example, fire hydrants and blue light emergency phones.

      POLICY STATEMENT

      The operation and parking of a Motor Vehicle on UConn campuses is a privilege granted by UConn. All individuals who operate or park a Motor Vehicle on UConn campuses must comply with applicable state and federal laws, as well as UConn policies. All vehicles, including Bicycles, skateboards, and MPTVs, must be operated in a manner that does not endanger pedestrians or obstruct pathways.

      The University reserves the right to restrict or regulate any transportation device that poses a safety hazard.

      Parking Permits

      Parking on UConn campuses, including Motorcycles, Mopeds, and Motor Scooters, requires a valid Parking Permit. MPTVs do not require Parking Permits but they are subject to all vehicle and traffic laws on UConn campuses.

      All workforce members and students who park on UConn campuses must register their vehicles with UConn Parking Services and display a valid UConn Parking Permit when parked on campus. Parking Permits are valid for the permit holder only as Parking Permits are not transferable. A Parking Permit grants the holder the opportunity to park within designated area(s), but it does not guarantee the availability of a parking space. Not finding a space in a preferred lot is not a valid reason for violating parking policy or regulations.

      Students enrolled at institutions other than UConn are considered visitors and must use designated visitor parking for a fee. UConn students employed by UConn are NOT eligible for the purchase of employee Parking Permits.

      Affiliated individuals who park on UConn campuses are required to purchase an Area 2 Parking Permit to be authorized to park.

      Parking Services is not authorized to issue temporary state handicap parking placards.

      UConn Parking Permit holders are responsible for keeping their vehicle information up to date. Any changes to vehicle registration must be reported to Parking Services immediately.

      Parking Services reserves the right to revoke a Parking Permit and its associated privileges before its expiration.

      Restricted Parking

      Parking of any vehicle, including Bicycles, is strictly prohibited in the following areas unless explicitly designated:

      • Sidewalks, pedestrian walkways, and crosswalks or anywhere that obstructs or negatively impacts pedestrian movement
      • Alleyways, fire lanes, driveways, loading zones, ADA parking transfer zones
      • Within 10 feet of fire hydrants or Public Safety Equipment
      • Adjacent to UConn buildings
      • Inside buildings, under overhangs, or in breezeways
      • Secured to unauthorized structures (e.g., trees, Hand/Stair Rails, bollards, fences, signposts, or Public Safety Equipment)
      • Any location or manner that creates, or has potential to create, a public safety hazard such as blocking or encumbering a building entrance or exit

      Additionally:

      • Bicycles must be parked in designated Bicycle racks.
      • Overnight parking, not specifically authorized by University Permit privileges, posted signage, or written communication from Parking Services is prohibited.
      • Severe weather may require UConn to modify or suspend normal parking operations. Vehicles that impede snow removal will be ticketed by UConn Parking Services and/or towed.
      • Vehicles abandoned or otherwise parked for an extended period in an inoperable or neglected condition may be impounded without notice by Parking Services, at the owner’s risk and expense.

      Event parking may require temporary redirection of Permit holders to alternate parking locations. Permit holders must comply with posted signage or instructions from Parking Services regarding event-related parking adjustments.

      Parking Citations

      • Failure to display a valid Parking Permit or comply with applicable laws, regulations, and policies may result in Parking Citations, towing, or revocation of parking privileges. The registered owner of the cited Motor Vehicle is responsible for the payment of the associated fines.
      • Unpaid Parking Citations after 14 days are considered delinquent, accrue late fees, and cannot be appealed.
      • Unauthorized vehicles in restricted areas may be impounded at the owner’s expense.

      ENFORCEMENT

      Parking rules and regulations are enforced year-round, including during academic recesses. University Permit parking privileges are strictly enforced in most surface lots between the hours of 7:00 a.m. and 5:00 p.m. on weekdays, unless otherwise posted. Parking garages are enforced 24/7 year-round. Although Permits are not required in most employee and student commuter lots after 5 PM, they are required in all resident and apartment lots and in other restricted locations 24/7.

      Violations of this policy or procedures may result in appropriate disciplinary measures in accordance with University By-Laws, General Rules of Conduct for All University Employees, applicable collective bargaining agreements, and the University of Connecticut Student Code.

      PROCEDURES

      Parking Permits

      See Parking Services/Permits for specific Parking Permit information.

      Employees

      Employee Parking Permits are available for purchase throughout the year. See: Employee Permit Parking information.

      New UConn Regular and Special Payroll Employees may register and purchase their UConn Parking Permits online or may apply for and purchase their Parking Permits at the Parking Services Office in Storrs.
      Only Regular Payroll Employees are eligible for payroll-deducted Permits.

      Special payroll Employees must pay for their Parking Permits upfront using a credit/debit card, check, or money order.

      Renewal of Permits

      The parking privileges of Regular Payroll UConn Employees are automatically extended from one Permit year to the next. Those who secure their parking privileges using payroll deductions will be given the opportunity to discontinue their deductions.  Special payroll Employees must manually renew their Parking Permit if they continue working at UConn in subsequent semesters. Permits purchased using check, money order or credit/debit card can be cancelled through Parking Services for refunds according to the prorated refund schedule.

      Students

      Permit types and eligibility are based on academic credit hours and housing status. Parking Permits are available for students living off campus (commuter); on campus (resident); or teaching assistants/graduate assistants (GA/TA). UConn annual student Parking Permits remain valid from the start of the fall semester to the end of summer recess.

      See: Student Parking Permit Product and Sales Information for the Storrs and Regional campuses.

      See: Resident Parking Permits Rates, Types, & Eligibility.

      • Resident Student Permits: Students with 54 or more earned academic credits assigned UConn housing on the Storrs or Regional campuses are eligible to purchase a Resident Parking Permit.
      • Exceptions to 54 Credit Rule for Resident Students: Exceptions for resident students with fewer than 54 credits are limited to medical needs or life events that require a resident student to have a car on campus. Documentation may be required, and parking is typically restricted to Lot J or other perimeter lots.  Off-campus employment obligations do not qualify for an exemption from the 54-earned-credit-hour prerequisite.
      • Commuter Student Permits: All Commuter students are eligible to purchase available Commuter Parking Permits.
      • Student Carpool Permits: Only commuter students are eligible to purchase Carpool Permits.

      Renewal of Permits

      Students must renew Parking Permits each academic year if they plan to park on campus. To cancel a Permit, students must notify Parking Services, and if eligible, they may receive a prorated refund based on UConn’s refund schedule.

      Visitors

      Visitors can make their own parking arrangements on all UConn campuses. On the Storrs campus, hourly self-pay parking is also available in the North and South parking garages.

      For all campuses, see: Guest and Visitor Parking.

      Accessible Accommodations and Special Requests

      Parking Services’ staff are available to discuss on-campus travel and parking accommodation for those with special circumstances at (860) 486-4930.

      Connecticut residents may visit the Connecticut Department of Motor Vehicles website to learn more about the availability and privileges associated with Connecticut’s temporary handicap parking placards.

      For Employees

      UConn Faculty and Staff with state-issued handicap placards can apply for a UConn Parking Permit and use ADA compliant spaces within their selected Permit-type area. See: UConn Accessible Parking for complete Accessible Parking information.

      For Students

      Any UConn Resident student requesting to purchase a Parking Permit based on a documented disability should register with the Center for Students with Disabilities (CSD) and follow the procedures for requesting accommodations. See: UConn Center for Students with Disabilities (CSD).

      Parking Citations & Appeals

      Parking Citations & Fines

      Payment of UConn Parking Citations can be made online, by mail, or in person at Parking Services. Acceptable payment methods include check, credit/debit card, or money order made out to the “University of Connecticut.”

      See: Paying a Ticket.

      See: Parking Citation Appeal Processes and associated forms.

       Parking Citations must be paid within 14 calendar days of issuance. Payment methods include:

      • Online: via the Parking Services website.
      • By mail: with check or money order payable to “University of Connecticut.”
      • In person: at the Parking Services Office.

      Unpaid Citations after 14 days are delinquent and subject to late fees. Delinquent Citations cannot be appealed. UConn may send Citations that are delinquent for six months or more to a collection agency. Unpaid student Citations may be posted to student fee bills. All those with delinquent Parking Citation fees will be sent up to three notifications of payment.

      Two weeks following the issuance of the third payment notification, the revocation of the payee’s UConn parking privileges may occur. If a Permit is revoked, a refund of the remaining value of the Permit may be considered.

      UConn may forward any Parking Citation fees delinquent for six months or more to a collection agency.  The overdue Parking Citation fees of UConn students can be posted to their student fee bills for payment.

      See: Paying a Ticket for full payment details.

      How to Appeal a Parking Citation

      Appeals must be submitted in writing within 14 calendar days of Citation issuance. Appeal methods Appeals may be submitted online or via the submission of a preprinted paper form, available for online download and at the Parking Services (Storrs) office. Parking Citation appeals are either “granted” or “denied”. If granted, no payment is due.  If denied, payment must be made within 14 days to avoid a late fee.

      If an appeal is denied, payment must be made within 14 days to avoid late fees. An appellant may request a verbal appeal only if new facts were omitted from the original appeal.

      The verbal appeal process may be initiated by phone at (860) 486-4930.

      See: Citation Appeals | Parking Services

      Towing and Impoundment

      Private towing contractors complete tows initiated by UConn. Any towing or storage fees must be paid directly to the towing contractor.

      All impounded Motor Scooters will be stored within a Parking Services facility until claimed by their owners or disposed of by UConn through not-for-profit donation.

      A Bicycle parked or operated in violation of these regulations may be impounded.  UConn will not compensate the owner of the Bicycle for the cost of any lock (or other security device) that is cut or otherwise damaged during the Impoundment process.

      Violations of any Bicycle or traffic regulation may result in:

      • criminal charges
      • Impoundment of the Bicycle
      • the assessment of fines

      How To Claim an Impounded Bicycle

      Proof of ownership is required before UConn will release an impounded Bicycle to a claimant. When Bicycles are impounded, they are relocated to a secure Parking Services impound facility. See: Reclaim an Impounded Bicycle.

      Event Parking

      Special event rates are typically charged during the four (4) hours that immediately precede the start of an event.

      Event Coordinators must inform Parking Services two (2) weeks in advance of any event for which five (5) or more vehicles will be parked on UConn campuses to ensure that appropriate parking arrangements can be made.

      See: Event Parking Requests & Day Permits for more information on event parking.

      Winter Storms and Emergencies

      Parking updates for winter storms and other emergencies will be communicated via the UConn Alert System and/or the Parking Services website. When UConn declares a winter parking ban, parking will not be allowed on streets, roadways or in employee or commuter lots between the hours of 1:00am and 5:00am, unless otherwise noted.  Winter storm parking plans and information are published seasonally on the Parking Services website.

      For questions or more information, please contact:

      UConn Parking Services
      3 Discovery Drive; Unit 6199
      Storrs, CT 06269-6199
      Phone: 860-486-4930
      https://www.park.uconn.edu

      POLICY HISTORY

      Policy created:  08/08/2012 (Approved by the Board of Trustees)

      Revisions:
      07/11/2017 (Approved by the President’s Cabinet)
      05/29/2025 (Approved by the Senior Policy Council and President)

       

      [1] Connecticut General Statutes section 10a-139, Traffic regulations on the grounds of The University of Connecticut and The University of Connecticut Health Center. Disposition of fines. See also, OSTA No. 170-1411-01.

      Working Alone in Immediately Hazardous Environments, Policy on

      Posted on by
      Title: Working Alone in Immediately Hazardous Environments
      Policy Owner: UConn Storrs and Regional Campuses
      Division of University Safety – Environmental Health and Safety 

      UConn Health
      Facilities Development & Operations – Environmental Health & Safety
      Applies to: University Workforce Members, Students
      Campus Applicability: All UConn Campuses
      Approval Date: September 8, 2026
      Effective Date: September 9, 2026
      For More Information, Contact UConn Storrs and Regional Campuses
      Phone: (860) 486-3613
      Email: ehs@uconn.edu 

      UConn Health
      Phone: (860) 679-2723
      Email: envhealthsafety@uchc.edu
      Contact Information: (860) 486-3613
      Official Website: UConn Storrs and Regional Campuses: Environmental Health and Safety
      UConn Health: Environmental Health & Safety

      PURPOSE

      To help prevent injuries while Working Alone with hazardous materials, equipment, or in areas that may result in serious injuries that pose an immediate threat to life or health.

      APPLIES TO

      This policy applies to workforce members and students including, undergraduate students, graduate students, and postdoctoral researchers exposed or potentially exposed to an Immediately Hazardous Environment.

      DEFINITIONS

      Working Alone: A workforce member or student performing work without the direct supervision or physical presence of a qualified coworker to provide Direct Observation or emergency response.

      Immediately Dangerous to Life or Health (IDLH) Value: An atmospheric concentration of any toxic, corrosive or asphyxiant substance that poses an immediate threat to life or would cause irreversible or delayed adverse health effects or would interfere with an individual’s ability to escape from a dangerous atmosphere.

      Immediately Hazardous Environment: Any area where materials, equipment, activities, or circumstances could result in incapacitation and/or a serious life-threatening injury rendering an individual unable to seek assistance. Examples include, but are not limited to: exposure to acutely toxic chemicals or gases at a level approaching Immediately Dangerous to Life or Health (IDLH); work with explosive or pyrophoric chemicals; work with pressurized chemical systems; entry into confined spaces; work on or near exposed energized conductors greater than 50 volts (students); working on or near high voltage equipment at or greater than 600 volts (qualified employees); or work with power equipment that could pinch or entangle body parts and/or clothing.

      Unit Managers: Department heads, principal investigators, faculty, managers, supervisors, student club leadership, and others responsible for assigning work to workforce members or students that involve potential exposure to an immediately hazardous environment.

      Subject Matter Expert: A safety professional from the UConn Department of Environmental Health and Safety (EHS) or another qualified person who provides guidance to Unit Managers and/or their designees regarding the requirements and procedures for Working Alone in immediately hazardous environments.

      Direct Observation: A second person in the line of sight or close hearing range assigned to monitor an individual working in an immediately hazardous environment.

      POLICY STATEMENT

      No University workforce member or student is permitted to work alone in an Immediately Hazardous Environment.

      RESPONSIBILITIES

      All Workforce Members and Students are responsible for notifying their Unit Managers of situations that present the possibility of an individual Working Alone in an Immediately Hazardous Environment. Workforce Members and Students whose work involves Immediately Hazardous Environments must remain current with all EHS and work-area-specific training requirements, adhering to all safety procedures mutually agreed upon with their Unit Manager, and wearing appropriate personal protective equipment (PPE).

      Environmental Health and Safety (EHS/EH&S) is responsible for assisting Unit Managers and individuals in identifying Immediately Hazardous Environments and Working Alone situations, upon request. EHS shall assist in the recognition and assessment of actual and potential hazards, provide guidance in developing appropriate controls to prevent injuries, and review the Workplace Hazard Assessment forms to ensure the proper PPE is available for the proposed work. Under OSHA, if there is an IDLH situation or environment or other circumstances Immediately Hazardous, EHS/EH&S has the authority to stop work restrict access or cease operations and require corrective measures before work may resume.

      Unit Managers are responsible for identifying the risks of materials, activities, conditions, or areas that may place an individual in an Immediately Hazardous Environment. When uncertain about the risks associated with a specific task, substance, or location, Unit Managers must consult with EHS/EH&S or another qualified Subject Matter Expert to assist with hazard identification, risk assessment, and the development of appropriate controls.

      The Unit Manager is also responsible for ensuring that individuals are properly trained, procedures are in place to minimize risk to the greatest extent possible, and PPE is readily available and being used, as documented in the Workplace Hazard Assessment form.

      ENFORCEMENT

      Violations of this policy and any related procedures may result in appropriate disciplinary measures in accordance with University By-Laws, General Rules of Conduct for All University Employees, applicable collective bargaining agreements, and the University of Connecticut Student Code.

      PROCEDURES

      When a Unit Manager determines that an Immediately Hazardous Environment exists, either alone or through consultation with EHS/EH&S or other subject matter experts, the Unit Manager must notify all affected workforce members and students and:

      1. Assign a second, qualified person who is familiar with the hazards and emergency procedures to keep watch and provide Direct Observation at all times for the duration of work in the Immediately Hazardous Environment; or
      2. Reschedule the work to a time when others are available to help monitor the welfare of the individual.

      RESOURCES

      UConn Storrs and Regionals
      EHS Website
      Workplace Hazard Assessment form

      UConn Health
      UConn Health EH&S Website
      UConn Health Workplace Hazard Assessment Form

      POLICY HISTORY

      Replaces: Consolidation of the UConn (last reviewed January 2013) and UConn Health (last reviewed April 2017) Working Alone Policies

      Policy Created: 08/17/2026 (Approved by the University Senior Policy Council)

      Secure Web Application Development, Information Technology

      Posted on by
      Title: Secure Web Application Development, Information Technology
      Policy Owner: Information Security Office
      Applies to: Students, Employees, Users
      Campus Applicability: Storrs and Regionals
      Effective Date: May 16, 2012
      For More Information, Contact Chief Information Security Officer
      Contact Information: (860) 486-8255
      Official Website: https://security.uconn.edu/

      Departments will ensure that development, test, and production environments are separated. Confidential Data must not be used in the development or test environments.

      Production application code shall not be modified directly without following an emergency protocol that is developed by the department, approved by the Data Steward, and includes post-emergency testing procedures.

      Web servers that host multiple sites may not contain Confidential Data.

      All test data and accounts shall be removed prior to systems becoming active in production.

      The use of industry-standard encryption for data in transit is required for applications that process, store, or transmit Confidential Data.

      Authentication must always be done over encrypted connections. University enterprise Central Authentication Service (CAS), Shibboleth, or Active Directory services must perform authentication for all applications that process, store, or transmit Confidential or Protected Data.

      Change sentence to “Web application and transaction logging for applications that process, store, or transmit Confidential Data or Regulated Data must submit system-generated logs to the ITS Information Security Office. For more information please view UConn’s Logging Standard.

      Departments implementing applications must retain records of security testing performed in accordance with this policy.

      Policy Created: May 16, 2012

      Security Awareness Training Policy, Information Technology

      Posted on by
      Title: Security Awareness Training Policy, Information Technology
      Policy Owner: Information Technology Services / Chief Information Security Officer
      Applies to: University Workforce Members
      Campus Applicability: All UConn Campuses, except UConn Health
      Approval Date: March 4, 2026
      Effective Date: March 9, 2026
      For More Information, Contact: UConn Information Security Office
      Contact Information: techsupport@uconn.edu or security@uconn.edu
      Official Website: https://security.uconn.edu

      PURPOSE

      The Information Security Office (ISO) maintains an active Security Awareness Training program available to all faculty, staff, and student employees. This policy establishes the authority of the ISO to mandate Security Awareness training as needed and outlines the expectations for individuals and departments in assisting with ensuring the confidentiality, integrity, and availability of university systems, services, and data.

      APPLIES TO

      This policy applies to all University workforce members who regularly interact with or have access to confidential or protected information within the university.

      DEFINITIONS

      Confidential Data: Institutional information protected by law, government regulations, statutes, industry regulations, contractual obligations, or specific university policies. Examples of confidential data may include Personally Identifiable Information (PII), Protected Health Information (PHI), Educational Records (FERPA), Credit Card Information (PCI-DSS). An extended list of Confidential Data can be found in Appendix A of the Data Classification Policy.

      Protected Data: Institutional information that must be guarded due to proprietary, ethical, privacy, or business process considerations. By default, most administrative data will fall into this classification or if data is not confidential or public.

      POLICY STATEMENT

      While the Information Security Office maintains an active information security program, faculty and staff members’ knowledge of the threats and risks to the University’s systems and data is a critical component in helping to defend the University from attack.

      The ISO maintains an Information Security Awareness program that supports University employees’ and students’ needs for regular training. Training on important information security topics is available or communicated in multiple ways including:

      • Online training systems with a variety of topics relevant to Information Security.
      • Communications to targeted groups of ongoing or imminent threats
      • Postings on various web-based systems across the university.
      • Availability of ISO staff for in-person discussions on information security.

      As part of their ongoing operations and employee development, all academic and administrative departments must identify opportunities to engage faculty, staff, and student employees in Security Awareness training. These opportunities may include those offerings from the ISO or a tailored program for specific threats against departments or systems, which may also be included in procedural manuals or scheduled as group training opportunities.

      The ISO is authorized to mandate Security Awareness training. In some areas, Security Awareness training may be mandatory based on federal or industry regulations. Training for these programs must be coordinated with the ISO to ensure regulatory requirements are met.

      ENFORCEMENT

      Failure to comply with mandatory Security Awareness training, or to coordinate training with the ISO, may result in appropriate disciplinary measures in accordance with University By-Laws, General Rules of Conduct for All University Employees, applicable collective bargaining agreements, and the University of Connecticut Student Code.

      PROCEDURES/FORMS

      Questions about this policy or suspected violations may be reported to any of the following:

      Office of University Compliance –  https://compliance.uconn.edu (860-486-2530)

      Information Technology Services Tech Support –  https://techsupport.uconn.edu (860-486-4357)

      Information Security Office – https://security.uconn.edu

      REFERENCES

      Compliance Training Policy
      Data Classification Policy

      POLICY HISTORY

      Policy created: May 16, 2012

      Revisions:
      August 30, 2021 (Approved by the President’s Senior Team)
      March 4, 2026 (Approved by the Senior Policy Council and President)

      Risk Management, Information Technology

      Posted on by
      Title: Risk Management, Information Technology
      Policy Owner: Information Technology Services / Chief Information Security Officer
      Applies to: System Owners and IT Professionals
      Campus Applicability: All UConn Campuses, except UConn Health
      Approval Date: February 20, 2026
      Effective Date: March 9, 2026
      For More Information, Contact: UConn Information Security Office
      Contact Information: techsupport@uconn.edu or security@uconn.edu
      Official Website: https://security.uconn.edu

      PURPOSE

      As technology and its capabilities change our environment, threats against these technologies also evolve. To provide the highest level of protection for the University, department and system owners are responsible for regular assessments of risks to their technology platforms. The Information Security Office is responsible for overseeing the evaluation of IT risks across the organization.

      APPLIES TO

      This policy applies to all System Owners, from University departments and schools/colleges, and IT Professionals.

      DEFINITIONS

      Risk Assessment: Part of the ongoing risk management process that assigns relative priorities for mitigation plans and implementation.

      Risk Assessment Tool: Risk assessment tools are available to department and school/college system owners and IT professionals to collect information about systems, services, and data that will inform efforts to continuously strengthen UConn’s information security.

      System Owner: The individual – such as a faculty member, department head, manager, or other employee – who is responsible for the planning and operation of the service. All systems have a designated system owner.

      IT Professional: An individual (staff) who is trained and skilled in using technology to solve business problems coupled with assigned job duties in support of technology at the university. This must be a defined responsibility within the position job description and may not fall under “other duties as assigned.” Appropriate training, support, and budget must also be available in support of the IT Professional role.

      POLICY STATEMENT

      The Information Security Office (ISO) is authorized to administer the University’s risk management process, which includes the delegation of responsibility for ensuring that information systems are assessed for risk.

      Due to the size and complexity of the UConn environment, each department and system owner is responsible for conducting a regular and ongoing risk assessment of the Information Technologies they are responsible for overseeing.

      In conducting a risk assessment, departments/individuals should evaluate risks to Information Technology based on a People, Process, Technology (PPT) methodology. Using this methodology and leveraging ISO policies, including the Acceptable Use Policy, Data Classification Policy, Data Roles and Responsibilities Policy, Security Awareness Training Policy and System and Application Security Policy (available at https://security.uconn.edu), departments must evaluate opportunities to reduce risk to the confidentiality, integrity, and availability of information technology assets.

      Some University organizations will be required to do regular risk assessments as a regulatory or industry requirement.  This policy does not reduce or relieve the responsibility of System Owners to complete regulatory and industry‑required assessments.

      ENFORCEMENT

      Violations of this policy and any related procedures may result in appropriate disciplinary measures in accordance with University By-Laws, General Rules of Conduct for All University Employees, applicable collective bargaining agreements, and the University of Connecticut Student Code.

      PROCEDURES/FORMS

      Questions about this policy or suspected violations may be reported to any of the following:

      Office of University Compliance –  https://compliance.uconn.edu (860-486-2530)

      Information Technology Services Tech Support –  https://techsupport.uconn.edu (860-486-4357)

      Information Security Office – https://security.uconn.edu

      POLICY HISTORY

      Policy created: May 12, 2016

      Revisions:
      August 30, 2021 (Approved by the President’s Senior Team)
      February 20, 2026 (Approved by the Senior Policy Council)